U.S. Securities and Exchange Commission (@SECGov): Galois Capital, former RIA for a private fund that primarily invested in crypto assets, settled charges for failing to safeguard client assets by hold…
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Galois Capital, former RIA for a private fund that primarily invested in crypto assets, settled charges for failing to safeguard client assets by holding certain crypto assets offered and sold as securities on platforms that were not qualified custodians. https://www.sec.gov/newsroom/press-releases/2024-111 https://t.co/174lqwt1c1